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Sun Tzu states the importance of thorough planning before engaging in warfare. He outlines five fundamental factors that determine success:
Moral Law (the way) - The harmony between the ruler and his people.
Heaven - The natural elements, including seasons and weathers.
Earth - The geographical terrain, including distances and barriers.
Commander - The qualities and capabilities of the military leader.
Discipline - The organization of the army, including training and logistics.
Understanding these factors allows a general to devise effective strategies and adapt to the changing dynamics of battle.
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In this chapter, Sun Tzu explains that war is costly and exhausting. It drains the state’s resources and weakens its morale. A swift victory is preferable to a drawn-out campaign, which consumes resources and drains the state:
Prolonged warfare depletes the economy, dulls the blades of soldiers, and weakens the morale of the people.
The cost of supporting an army far from home is immense, not just in terms of provisions but also in terms of lost productivity and morale back home.
War should be won quickly, so the state can return to peace and stability.
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The highest form of warfare to be winning without fighting. several strategy to avoid direct conflict and secure victory:
Disrupt the Enemy’s Plans – breaking the enemy's strategy is more effective than winning on the battlefield.
Divide and Conquer – Preventing enemy from uniting gives a strategic advantage.
Capture the Enemy’s Army Intact – It’s better to preserve the enemy’s resources rather than destroy them.
Avoid Siege Warfare – Sieges are costly, time-consuming, and result in heavy losses.
He concludes that greatest victories come from strategic dominance, not sheer force.
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The skillful leader subdues the enemy’s troops without any fighting; he captures their cities without laying siege to them; he overthrows their kingdom without lengthy operations in the field.
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Successful generals first secure themselves against defeat, then wait for the opportunity to defeat their enemies. Defending oneself is within one’s control, but opportunities to defeat the enemy are dictated by the enemy's actions. Sun stresses that defensive strategies signal weakness, while offensive strategies demonstrate strength. Victory is achieved by both defense and offense when applied skillfully.
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Controlling a large force requires the same principles as controlling a small one. Proper organization, signals, and maneuvers allow the commander to control his army effectively. Sun emphasizes the importance of using both direct and indirect strategies to wear down and defeat the enemy. Flexibility and adaptation are key to maintaining control.
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Sun Tzu advises attacking where the enemy is weak and avoiding areas where they are strong. By manipulating the enemy’s expectations and exploiting weak points, a clever general can gain the upper hand. Forcing the enemy to fight on unfavorable ground will tire and weaken them, while the general's forces remain fresh and prepared.
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The general must receive orders from the sovereign and properly blend his forces before deploying them. Maneuvering in war requires skillful use of tactics, such as drawing the enemy into traps and seizing the advantage by striking first. However, moving large, uncoordinated forces can be dangerous. Careful planning ensures success, while rash decisions lead to losses.
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The ability to adapt to changing circumstances is key to victory. A general must know when to attack, when to retreat, and how to handle various types of terrain. Certain roads should not be taken, certain armies should not be attacked, and some sovereign commands should not be obeyed. Tactical flexibility allows a general to turn challenges into opportunities.
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He provides advice on how to move armies through different terrains.
He emphasizes that high ground should be occupied, rivers avoid it or crossed quickly, and certain terrains avoided altogether (e. g. upstream, top mountain). A general must also observe the enemy’s movements carefully and take advantage of opportunities to attack when the enemy is unprepared.
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Sun tzu identifies six types of terrain and offers advice.
1. Accessible Terrain – Ground where both sides can move freely. Secure advantageous positions.
2. Entangling Terrain – Ground that is easy to enter but hard to leave. Avoid being trapped.
3. Temporizing Terrain – Neutral ground. Neither side has an advantage. Wait for the enemy to make the first move.
4. Narrow Passes – Terrain where few troops can pass at a time. First occupy the high ground, then ambush the enemy.
5. Precipitous Heights – High ground offers a significant advantage. Seize it and control the battlefield
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6. Positions at a Great Distance – If both armies are far from each other, it becomes a test of endurance and supply.
Some ground is easy to traverse, while other areas are dangerous or strategically important. The general must understand the nature of the land and position his troops accordingly, ensuring that supply lines are secure and that the enemy cannot exploit weaknesses in the terrain.
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Sun Tzu also identifies six problems that can arise in an army due to a general's mistakes:
1. Flight: Soldiers flee in panic because of poor leadership or morale.
2. Insubordination: Troops refuse to follow orders, leading to disorder.
3. Collapse: The army’s structure breaks down due to ineffective coordination.
4. Ruin: The army suffers significant losses or destruction from bad decisions.
5. Disorganization: Lack of communication causes confusion among units.
6. Rout: A complete defeat occurs, often resulting in a chaotic retreat.
These issues show how important effective leadership is important.
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There are nine types of battlegrounds, each with different implications for strategy.
1. Dispersive Ground: Troops are spread out and likely to retreat. Consolidate forces before battle.
2. Facile Ground: Easy terrain for quick movement; beneficial but may lead to overconfidence.
3. Contentious Ground: Disputed land both sides want to control, requiring strategic planning.
4. Open Ground: Clear terrain with little cover; allows visibility but exposes forces to danger.
5. Ground of Intersecting Highways: Key junctions vital for movement and logistics; control is essential.
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6. Serious Ground: Risky terrain that poses significant challenges; proceed with caution.
7. Difficult Ground: Rough terrain that hinders movement; requires careful planning.
8. Hemmed-in Ground: Confined areas where troops can be easily trapped; best to avoid.
9. Desperate Ground: Precarious situations where troops fight desperately but face high risks.
The general must understand how to fight on these grounds. Depending on the situation, a general should either seek victory or avoid conflict to preserve his forces.
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Sun Tzu discusses the strategic use of fire in warfare, which can be devastating under the right conditions:
1. Attack Immediately: If a fire breaks out in the enemy attack from outside right away.
2. If Enemy is Calm: If the enemy doesn’t react to a fire, hold off on attacking.
3. Attack at Peak Flames: ttacking when the fire is strongest, if it’s practical.
4. Start Fire: Set a fire to attack the enemy at a good moment.
5. Position: Start fires from upwind to avoid disadvantages.
Fire must be used carefully and in conjunction with weather conditions (wind and dryness) to maximize its effect.
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Finally, Sun stresses the importance of intelligence.
1. Local Spies: Gather intelligence from within enemy territory.
2. Inward Spies: Insiders who provide details about enemy plans.
3. Converted Spies: Former enemy agents who now work for you.
4. Doomed Spies: Operatives sent to mislead the enemy with false information.
5. Surviving Spies: Return with valuable updates from enemy engagement.
Spies provide critical information about the enemy’s plans and movements, enabling the general to make informed decisions. Without accurate knowledge of the enemy, a general cannot hope to win.
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